DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Matthew Jimenez
Feed of 09/14/2026
Also filed as Matt Jimenez
At current firm
5 y
since Jul 28, 2021
In the industry
11 y
since Sep 1, 2015 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
15
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Td Private Client Wealth LLC BD affiliated currentsince Jul 28, 2021 · Tampa, Fl
- Morgan Stanley wirehouseJul 15, 2020 to Jul 23, 2021 · Tampa, Fl
- Osaic Wealth, Inc. BD affiliatedNov 2, 2018 to Jun 2, 2020 · Tampa, Fl
- Signator Investors, Inc. formerOct 30, 2017 to Nov 2, 2018 · Wesley Chapel, Fl
- Flaharty Asset Management, LLC independent RIAOct 17, 2016 to Jun 30, 2017 · Clearwater, Fl
Moves
a registration end followed by a registration begin elsewhere
- Morgan Stanley to Td Private Client Wealth LLCleft Jul 23, 2021, registered Jul 28, 2021 (5 days) · Wirehouse to affiliated broker-dealer or bank
- Osaic Wealth, Inc. to Morgan Stanleyleft Jun 2, 2020, registered Jul 15, 2020 (43 days) · Affiliated broker-dealer or bank to wirehouse
- Signator Investors, Inc. to Osaic Wealth, Inc.left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
- Flaharty Asset Management, LLC to Signator Investors, Inc.left Jun 30, 2017, registered Oct 30, 2017 (122 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address