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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)35 years in industry

MICHAEL JOHN HOLDEN

Advisor at BNY MELLON SECURITIES CORPORATION

WEST PALM BEACH, FL | NEW YORK, NY | Jupiter, FL

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Search this name across graphsid dfx:ria:da0a998c-53bd-d01d-23eb-264503eda83d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 5, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BNY MELLON SECURITIES CORPORATION
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 15, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Nov 15, 1990
First registration: Jun 5, 2003
Dual registered: yes, broker-dealer
Other names: MICHAEL JOHN HOLDEN|MICHAEL J HOLDEN
IAPD individual key: 1718126

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BNY MELLON SECURITIES CORPORATION	Other adviser	Aug 11, 2009	n/a	yes	WEST PALM BEACH, FL\|NEW YORK, NY\|Jupiter, FL	Current employment
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jun 30, 2009	Aug 11, 2009	no	BOCA RATON, FL	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Mar 14, 2008	Feb 9, 2009	no	WEST PALM BEACH, FL	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Feb 2, 2006	Mar 7, 2008	no	BOCA RATON, FL\|BOCA RATON, FL\|HOLLYWOOD, FL	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jun 5, 2003	Nov 14, 2005	no	Boca Raton, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VALIC FINANCIAL ADVISORS, INC.	BNY MELLON SECURITIES CORPORATION	Aug 11, 2009	Aug 11, 2009	0	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	VALIC FINANCIAL ADVISORS, INC.	Feb 9, 2009	Jun 30, 2009	141	Firm change	Other
RAYMOND JAMES & ASSOCIATES, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Mar 7, 2008	Mar 14, 2008	7	Firm change	Other
CHARLES SCHWAB & CO., INC.	RAYMOND JAMES & ASSOCIATES, INC.	Nov 14, 2005	Feb 2, 2006	80	Firm change	Ibd to ibd

Relationships

Registered with (5)

→ BNY MELLON SECURITIES CORPORATIONRegistered adviserregistration: current employment
Aug 11, 2009 to presentfactForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jun 30, 2009 to Aug 11, 2009factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Mar 14, 2008 to Feb 9, 2009factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Feb 2, 2006 to Mar 7, 2008factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jun 5, 2003 to Nov 14, 2005factForm ADV

Dated events

No dated event names this entity yet.