DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael John Holden
Certified Financial Planner
Feed of 09/15/2026
Also filed as Michael John Holden
At current firm
17 y
since Aug 11, 2009
In the industry
35 y
since Nov 15, 1990 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Bny Mellon Securities Corporation other currentsince Aug 11, 2009 · West Palm Beach, Fl
- Valic Financial Advisors, Inc. BD affiliatedJun 30, 2009 to Aug 11, 2009 · Boca Raton, Fl
- Banc Of America Investment Services, Inc. unclassifiedMar 14, 2008 to Feb 9, 2009 · West Palm Beach, Fl
- Raymond James & Associates, Inc. national BDFeb 2, 2006 to Mar 7, 2008 · Boca Raton, Fl
- Charles Schwab & Co., Inc. national BDJun 5, 2003 to Nov 14, 2005 · Boca Raton, Fl
Moves
a registration end followed by a registration begin elsewhere
- Valic Financial Advisors, Inc. to Bny Mellon Securities Corporationleft Aug 11, 2009, registered Aug 11, 2009 (0 days) · Other
- Banc Of America Investment Services, Inc. to Valic Financial Advisors, Inc.left Feb 9, 2009, registered Jun 30, 2009 (141 days) · Other
- Raymond James & Associates, Inc. to Banc Of America Investment Services, Inc.left Mar 7, 2008, registered Mar 14, 2008 (7 days) · Other
- Charles Schwab & Co., Inc. to Raymond James & Associates, Inc.left Nov 14, 2005, registered Feb 2, 2006 (80 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address