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CRD 145590
INDIANAPOLIS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| FIRST BANKERS TRUST SERVICES | TRUSTEE OF EMPLOYEE STOCK OWNERSHIP PLAN | E | yes | 07/1996 | Mar 30, 2012 | Jun 26, 2012 |
| GOMEZ, RANDOLPH, AMILCAR | VICE PRESIDENT | Na | yes | 09/2007 | Mar 30, 2012 | Jun 26, 2012 |
| HAGUE, LISA, M. | Treasurer | Na | yes | 04/2011 | Mar 30, 2012 | Jun 26, 2012 |
| MUNSELL III, CHARLES, DANA | Secretary | Na | yes | 09/2007 | Mar 30, 2012 | Jun 26, 2012 |
| ROBERTS, ERIC, DAVID | CHIEF COMPLIANCE OFFICER | Na | yes | 09/2007 | Mar 30, 2012 | Jun 26, 2012 |
| THE HOWARD E. NYHART COMPANY, INCORPORATED | SOLE MEMBER | E | yes | 09/2007 | Mar 30, 2012 | Jun 26, 2012 |
| TOTTEN, THOMAS, LOUIS | President | Na | yes | 09/2007 | Mar 30, 2012 | Jun 26, 2012 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2011 | Mar 30, 2012 | $11.1M | $7.5M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | n/a | 0 | 0 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2011 | $11.1M | n/a | n/a | n/a | n/a | n/a | n/a | n/a | n/a |