DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Nyhart Consulting, LLC
Latest filing Jun 26, 2012
First filing on the tape Mar 30, 2012 · 4 filings
RAUM
$11.1M
reported, Item 5.F
Discretionary
68%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$11.1M as of Jun 26, 2012
Mar 30, 2012$11.1M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 26, 2012
Mar 30, 20120 then
Employees (5.A): no history
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 26, 2012; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 68%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, otherreportedItem 5.E
- Advisory activities
- pension consulting, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 days1 left over 36 months
Left, latest
- Kristin Ertel to Ascensus Investment Advisors, LLCDec 31, 2025 · Other
- Michael Joseph Kiley to Ascensus Investment Advisors, LLCOct 10, 2022 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Amilcar Randolph Gomez · Vice Presidentcontrolsince 09/2007 · owns less than 5%
- M. Lisa Hague · Treasurercontrolsince 04/2011 · owns less than 5%
- Dana Charles Munsell III · Secretarycontrolsince 09/2007 · owns less than 5%
- David Eric Roberts · Chief Compliance Officercontrolsince 09/2007 · owns less than 5%
- Louis Thomas Totten · Presidentcontrolsince 09/2007 · owns less than 5%
Entity owners
- The Howard E. Nyhart Company, Incorporated · Sole Memberdirect · owns 75% or more
- First Bankers Trust Services · Trustee Of Employee Stock Ownership Planindirect · owns 75% or more of The Howard E. Nyhart Company, Incorporated
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Indianapolis, In · principal | 0 | 0 | 1 | ||
| Orlando, Fl | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
3 dated events
- Kristin Ertel left Nyhart Consulting, Llc for Ascensus Investment Advisors, Llc (registered 2026-03-04)Dec 31, 2025 · Advisor changed firm · fact
- Matthew Edwin Meyer no longer registered at Nyhart Consulting, Llc; no later IA registration on IAPDDec 31, 2025 · Advisor departure · fact
- Michael Joseph Kiley left Nyhart Consulting, Llc for Ascensus Investment Advisors, Llc (registered 2022-10-12)Oct 10, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026