DFX Intelligence

K•••• K•••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

K•••• K•••• K••••

Advisor at L•• I••

URBANDALE, IA

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Search this name across graphsid dfx:ria:da222798-0985-4e19-2345-f6a0fe95c8d2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 19, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• I••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 20, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• I••	State registered	Sep 23, 2017	n/a	yes	URBANDALE, IA	Current employment
R•• A••••••• G••••• L••	Independent wealth	Mar 20, 2014	Oct 20, 2017	no	DES MOINES, IA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• A••••••• G••••• L••	L•• I••	Oct 20, 2017	Sep 23, 2017	-27	Firm change	Other
N•••••••• W••••• M••••••••• L••	R•• A••••••• G••••• L••	Mar 14, 2014	Mar 20, 2014

Relationships

Registered with (5)

→ L•• I••Registered adviserregistration: current employment
Sep 23, 2017 to presentfactForm ADV
→ R•• A••••••• G••••• L••Registered adviserregistration: previous registration
Mar 20, 2014 to Oct 20, 2017factForm ADV
→ N•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 24, 2010 to Mar 14, 2014factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:da222798-0985-4e19-2345-f6a0fe95c8d2
First observed: Apr 19, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.