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Advisor at PFG ADVISORS
Phoenix, AZ | Scottsdale, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PFG ADVISORS | Independent wealth | Aug 29, 2024 | n/a | yes | Phoenix, AZ|Scottsdale, AZ|Phoenix, AZ | Current employment |
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Feb 24, 2014 | Sep 6, 2024 | no | SCOTTSDALE, AZ | Previous registration |
| USAA FINANCIAL PLANNING SERVICES | Former SEC adviser | Dec 9, 2008 | Sep 23, 2013 | no | PHOENIX, AZ | Previous registration |
| USAA INVESTMENT SERVICES COMPANY | No RAUM reported | May 30, 2007 | Dec 31, 2008 | no | PHOENIX, AZ|PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. | PFG ADVISORS | Sep 6, 2024 | Aug 29, 2024 | -8 | Firm change | Ibd to RIA |
| USAA FINANCIAL PLANNING SERVICES | VANGUARD ADVISERS, INC. | Sep 23, 2013 | Feb 24, 2014 | 154 | Firm change | Other |
| USAA INVESTMENT SERVICES COMPANY | USAA FINANCIAL PLANNING SERVICES | Dec 31, 2008 | Dec 9, 2008 | -22 | Bulk transfer | Other |