RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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J••••• F•••• B••••
- L•• F•••••••• L•• BD affiliated currentsince Sep 14, 2026 · San Diego, Ca
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince May 22, 2019 · Lehi, Ut
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince May 22, 2019 · South Jordan, Ut
- K••••• A••••••• S•••••••• L•• BD affiliatedMay 22, 2019 to Sep 18, 2026 · Lehi, Ut
- W••••••• F•••••••• S•••••••• I••• formerJun 9, 2015 to May 16, 2019 · Alpine, Ut
- S••••••••• A•••••• A•••••••• I••• formerNov 14, 2014 to Jun 9, 2015 · Alpine, Ut
- S••••• F•••••••• S•••••••• I••• formerDec 11, 2008 to Nov 14, 2014 · Alpine, Ut
- K••••• A••••••• S•••••••• L•• to L•• F•••••••• L••left Sep 18, 2026, registered Sep 14, 2026 (-4 days) · Affiliated broker-dealer or bank to another
- W••••••• F•••••••• S•••••••• I••• to K••••• A••••••• S•••••••• L••left May 16, 2019, registered May 22, 2019 (6 days) · Affiliated broker-dealer or bank to another
- S••••••••• A•••••• A•••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Jun 9, 2015, registered Jun 9, 2015 (0 days) · Other · moved with a team
- S••••• F•••••••• S•••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Nov 14, 2014, registered Nov 14, 2014 (0 days) · corporate re-registration, not a move
- J••••• F•••• B•••• left K••••• A••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2026-09-14)Sep 18, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address