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RIA / WealthAdvisor26 years in industry

TIMOTHY JAMES HOFFMAN

Advisor at BEACON POINTE ADVISORS, LLC

PLANO, TX | NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:da442cef-3338-e270-5cb5-1438045e2423

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Mar 29, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BEACON POINTE ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 23, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Aug 23, 2000
First registration: Mar 29, 2002
Dual registered: no
Other names: TJ HOFFMAN
IAPD individual key: 4177715

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BEACON POINTE ADVISORS, LLC	Independent wealth	Feb 11, 2022	n/a	yes	NEWPORT BEACH, CA\|PLANO, TX	Current employment
PERSONAL CAPITAL ADVISORS CORPORATION	Former SEC adviser	Oct 21, 2019	Jan 5, 2022	no	Elgin, IL\|GREENWOOD VILLAGE, CO	Previous registration
FISHER INVESTMENTS	Independent wealth	Oct 17, 2018	Aug 12, 2019	no	ELGIN, IL\|PLANO, TX	Previous registration
SANCTUARY ADVISORS, LLC	Bd affiliated wealth	Dec 20, 2017	Oct 30, 2018	no	ELGIN, IL\|MIAMI, FL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Dec 15, 2016	Jan 3, 2018	no	SCHAUMBURG, IL\|STREAMWOOD, IL\|HANOVER PARK, IL\|BARTLETT, IL\|ELGIN, IL\|ELGIN, IL	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Aug 2, 2011	Dec 14, 2016	no	WESTLAKE, TX\|SCHAUMBURG, IL	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Aug 2, 2010	May 31, 2011	no	SOUTHLAKE, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Aug 2, 2010	May 31, 2011	no	Southlake, TX	Previous registration
FIDELITY PERSONAL TRUST COMPANY, FSB	n/a	Apr 26, 2005	Mar 28, 2007	no	WESTLAKE, TX	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Mar 29, 2002	Jul 9, 2010	no	WESTLAKE, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PERSONAL CAPITAL ADVISORS CORPORATION	BEACON POINTE ADVISORS, LLC	Jan 5, 2022	Feb 11, 2022	37	Firm change	RIA to RIA
FISHER INVESTMENTS	PERSONAL CAPITAL ADVISORS CORPORATION	Aug 12, 2019	Oct 21, 2019	70	Firm change	RIA to RIA
SANCTUARY ADVISORS, LLC	FISHER INVESTMENTS	Oct 30, 2018	Oct 17, 2018	-13	Firm change	Ibd to RIA
J.P. MORGAN SECURITIES LLC	SANCTUARY ADVISORS, LLC	Jan 3, 2018	Dec 20, 2017	-14	Firm change	Other
STRATEGIC ADVISERS LLC	J.P. MORGAN SECURITIES LLC	Dec 14, 2016	Dec 15, 2016	1	Firm change	Ibd to wirehouse
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	May 31, 2011	Aug 2, 2010	-302	Channel change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	May 31, 2011	Aug 2, 2010	-302	Firm change after gap	Other
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL TRUST COMPANY, FSB	Jul 9, 2010	Apr 26, 2005	-1,900	Firm change after gap	Other
FIDELITY PERSONAL TRUST COMPANY, FSB	TD AMERITRADE, INC.	Mar 28, 2007	Aug 2, 2010	1,223	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
107342:155172:TX:2019-08-09	Aug 12, 2019	Oct 21, 2019	PLANO, TX	Firm change

Relationships

Registered with (9)

→ BEACON POINTE ADVISORS, LLCRegistered adviserregistration: current employment
Feb 11, 2022 to presentfactForm ADV
→ PERSONAL CAPITAL ADVISORS CORPORATIONRegistered adviserregistration: previous registration
Oct 21, 2019 to Jan 5, 2022factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Oct 17, 2018 to Aug 12, 2019factForm ADV
→ SANCTUARY ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 20, 2017 to Oct 30, 2018factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Dec 15, 2016 to Jan 3, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Aug 2, 2011 to Dec 14, 2016factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 2, 2010 to May 31, 2011factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Aug 2, 2010 to May 31, 2011factForm ADV
→ FIDELITY PERSONAL TRUST COMPANY, FSBRegistered adviserregistration: previous registration
Apr 26, 2005 to Mar 28, 2007factForm ADV

Dated events

Occurred
Jan 5, 2022
Advisor changed firm
Timothy James Hoffman left Personal Capital Advisors Corporation for Beacon Pointe Advisors, Llc (registered 2022-02-11)
Form ADVobserved 4 days ago