DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••••• J•••• H••••••

B••••• P••••• A•••••••• L••independent RIAPlano, Tx IA-onlyIAPD 4177715

Feed of 09/15/2026

Also filed as Tj H••••••

At current firm

4 y

since Feb 11, 2022

In the industry

26 y

since Aug 23, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••••• P••••• A•••••••• L•• independent RIA current
since Feb 11, 2022 · Newport Beach, Ca
P••••••• C•••••• A••••••• C••••••••• former
Oct 21, 2019 to Jan 5, 2022 · Elgin, Il
F••••• I••••••••• independent RIA
Oct 17, 2018 to Aug 12, 2019 · Elgin, Il
S•••••••• A•••••••• L•• BD affiliated
Dec 20, 2017 to Oct 30, 2018 · Elgin, Il
J••• M••••• S••••••••• L•• wirehouse
Dec 15, 2016 to Jan 3, 2018 · Schaumburg, Il
S•••••••• A••••••• L•• national BD
Aug 2, 2011 to Dec 14, 2016 · Westlake, Tx
T• A••••••••• I••• former
Aug 2, 2010 to May 31, 2011 · Southlake, Tx
T• A••••••••• I••••••••• M••••••••• L•• former
Aug 2, 2010 to May 31, 2011 · Southlake, Tx
F••••••• P••••••• T•••• C••••••• F•• unclassified
Apr 26, 2005 to Mar 28, 2007 · Westlake, Tx
S•••••••• A••••••• L•• national BD
Mar 29, 2002 to Jul 9, 2010 · Westlake, Tx

Moves

a registration end followed by a registration begin elsewhere

P••••••• C•••••• A••••••• C••••••••• to B••••• P••••• A•••••••• L••
left Jan 5, 2022, registered Feb 11, 2022 (37 days) · RIA to RIA
F••••• I••••••••• to P••••••• C•••••• A••••••• C•••••••••
left Aug 12, 2019, registered Oct 21, 2019 (70 days) · RIA to RIA · moved with a team
S•••••••• A•••••••• L•• to F••••• I•••••••••
left Oct 30, 2018, registered Oct 17, 2018 (-13 days) · Affiliated broker-dealer or bank to independent RIA
J••• M••••• S••••••••• L•• to S•••••••• A•••••••• L••
left Jan 3, 2018, registered Dec 20, 2017 (-14 days) · Other
S•••••••• A••••••• L•• to J••• M••••• S••••••••• L••
left Dec 14, 2016, registered Dec 15, 2016 (1 days) · Affiliated broker-dealer or bank to wirehouse
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left May 31, 2011, registered Aug 2, 2010 (-302 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left May 31, 2011, registered Aug 2, 2010 (-302 days) · Other
S•••••••• A••••••• L•• to F••••••• P••••••• T•••• C••••••• F••
left Jul 9, 2010, registered Apr 26, 2005 (-1900 days) · Other
F••••••• P••••••• T•••• C••••••• F•• to T• A••••••••• I•••
left Mar 28, 2007, registered Aug 2, 2010 (1223 days) · Other

Signals

T•••••• J•••• H•••••• left P••••••• C•••••• A••••••• C••••••••• for B••••• P••••• A•••••••• L•• (registered 2022-02-11)
Jan 5, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address