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RIA / WealthAdvisor18 years in industry

JOSHUA MICHAEL COHEN

Advisor at FQI CAPITAL MANAGEMENT LLC

DALLAS, TX | HIGHLAND VILLAGE, TX

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Search this name across graphsid dfx:ria:da699b93-a3d7-04e3-5db9-ade2a4a00c40

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Aug 18, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FQI CAPITAL MANAGEMENT LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 14, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 14, 2008
First registration: Aug 18, 2008
Dual registered: no
IAPD individual key: 5557535

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FQI CAPITAL MANAGEMENT LLC	State registered	Apr 13, 2020	n/a	yes	HIGHLAND VILLAGE, TX\|DALLAS, TX	Current employment
MCELHENNY SHEFFIELD CAPITAL MANAGEMENT, LLC	Independent wealth	Jun 26, 2017	Oct 28, 2019	no	DALLAS, TX	Previous registration
ACKERMAN CAPITAL MANAGEMENT	Independent wealth	Sep 7, 2016	Jul 10, 2017	no	DALLAS, TX	Previous registration
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Apr 25, 2016	Sep 8, 2016	no	WESTPORT, CT	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Jun 18, 2015	Sep 8, 2016	no	DALLAS, TX\|AUSTIN, TX	Previous registration
ZT WEALTH ADVISORY	n/a	Dec 23, 2013	Jun 29, 2015	no	HOUSTON, TX	Previous registration
QUAD ASSET MANAGEMENT, LLC	n/a	Aug 18, 2008	Dec 31, 2011	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MCELHENNY SHEFFIELD CAPITAL MANAGEMENT, LLC	FQI CAPITAL MANAGEMENT LLC	Oct 28, 2019	Apr 13, 2020	168	Firm change	RIA to state RIA
ACKERMAN CAPITAL MANAGEMENT	MCELHENNY SHEFFIELD CAPITAL MANAGEMENT, LLC	Jul 10, 2017	Jun 26, 2017	-14	Firm change	Other
KESTRA ADVISORY SERVICES, LLC	ACKERMAN CAPITAL MANAGEMENT	Sep 8, 2016	Sep 7, 2016	-1	Firm change	Other
NFP ADVISOR SERVICES, LLC	KESTRA ADVISORY SERVICES, LLC	Sep 8, 2016	Apr 25, 2016	-136	Bulk transfer	Other
ZT WEALTH ADVISORY	NFP ADVISOR SERVICES, LLC	Jun 29, 2015	Jun 18, 2015	-11	Firm change	Other
QUAD ASSET MANAGEMENT, LLC	ZT WEALTH ADVISORY	Dec 31, 2011	Dec 23, 2013	723	Firm change after gap	Other

Relationships

Registered with (7)

→ FQI CAPITAL MANAGEMENT LLCRegistered adviserregistration: current employment
Apr 13, 2020 to presentfactForm ADV
→ MCELHENNY SHEFFIELD CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 26, 2017 to Oct 28, 2019factForm ADV
→ ACKERMAN CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Sep 7, 2016 to Jul 10, 2017factForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Apr 25, 2016 to Sep 8, 2016factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Jun 18, 2015 to Sep 8, 2016factForm ADV
→ ZT WEALTH ADVISORYRegistered adviserregistration: previous registration
Dec 23, 2013 to Jun 29, 2015factForm ADV
→ QUAD ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 18, 2008 to Dec 31, 2011factForm ADV

Dated events

No dated event names this entity yet.