DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joshua Michael Cohen
Feed of 09/14/2026
At current firm
6 y
since Apr 13, 2020
In the industry
18 y
since Jun 14, 2008 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Fqi Capital Management LLC state registered currentsince Apr 13, 2020 · Highland Village, Tx
- Mcelhenny Sheffield Capital Management, LLC independent RIAJun 26, 2017 to Oct 28, 2019 · Dallas, Tx
- Ackerman Capital Management independent RIASep 7, 2016 to Jul 10, 2017 · Dallas, Tx
- Kestra Advisory Services, LLC BD affiliatedApr 25, 2016 to Sep 8, 2016 · Westport, Ct
- Nfp Advisor Services, LLC formerJun 18, 2015 to Sep 8, 2016 · Dallas, Tx
- Zt Wealth Advisory unclassifiedDec 23, 2013 to Jun 29, 2015 · Houston, Tx
- Quad Asset Management, LLC unclassifiedAug 18, 2008 to Dec 31, 2011 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Mcelhenny Sheffield Capital Management, LLC to Fqi Capital Management LLCleft Oct 28, 2019, registered Apr 13, 2020 (168 days) · RIA to a state-registered adviser
- Ackerman Capital Management to Mcelhenny Sheffield Capital Management, LLCleft Jul 10, 2017, registered Jun 26, 2017 (-14 days) · Other
- Kestra Advisory Services, LLC to Ackerman Capital Managementleft Sep 8, 2016, registered Sep 7, 2016 (-1 days) · Other
- Nfp Advisor Services, LLC to Kestra Advisory Services, LLCleft Sep 8, 2016, registered Apr 25, 2016 (-136 days) · corporate re-registration, not a move
- Zt Wealth Advisory to Nfp Advisor Services, LLCleft Jun 29, 2015, registered Jun 18, 2015 (-11 days) · Other
- Quad Asset Management, LLC to Zt Wealth Advisoryleft Dec 31, 2011, registered Dec 23, 2013 (723 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address