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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)38 years in industry

MYRON TRACY BARKER

Advisor at WELLS FARGO ADVISORS

Park Hills, KY | CINCINNATI, OH

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 3, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 10, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Aug 10, 1988
First registration: Dec 3, 2001
Dual registered: yes, broker-dealer
Other names: MYRON TRACY BARKER|MYRON TRACEY BARKER|MYRON TRACY BARKER|M. T BARKER|M. TRACY BARKER|M. TRACY BARKER|M TRACY BARKER|M TRACY BARKER|MYRON TRACY BARKER|TRACY BARKER
IAPD individual key: 1844072

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Oct 13, 2021	n/a	yes	CINCINNATI, OH\|Park Hills, KY	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 27, 2012	Oct 12, 2021	no	CINCINNATI, OH	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 14, 2007	Aug 21, 2012	no	CINCINNATI, OH\|CINCINNATI, OH\|CINCINNATI, OH	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Dec 3, 2001	Jun 21, 2007	no	CINCINNATI, OH\|CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Oct 12, 2021	Oct 13, 2021	1	Firm change	Wirehouse to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	Aug 21, 2012	Aug 27, 2012	6	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 21, 2007	Jun 14, 2007	-7	Firm change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Oct 13, 2021 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 27, 2012 to Oct 12, 2021factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 14, 2007 to Aug 21, 2012factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Dec 3, 2001 to Jun 21, 2007factForm ADV

Dated events

No dated event names this entity yet.