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Registered advisor
M•••• T•••• B•••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as M•••• T•••• B•••••
At current firm
4 y
since Oct 13, 2021
In the industry
38 y
since Aug 10, 1988 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 13, 2021 · Cincinnati, Oh
- U•• F•••••••• S••••••• I••• wirehouseAug 27, 2012 to Oct 12, 2021 · Cincinnati, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 14, 2007 to Aug 21, 2012 · Cincinnati, Oh
- C•••••••• G••••• M•••••• I••• BD affiliatedDec 3, 2001 to Jun 21, 2007 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Oct 12, 2021, registered Oct 13, 2021 (1 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Aug 21, 2012, registered Aug 27, 2012 (6 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 21, 2007, registered Jun 14, 2007 (-7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address