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Advisor at ESI FINANCIAL ADVISORS
MONTPELIER, VT | GLEN BURNIE, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ESI FINANCIAL ADVISORS | Independent wealth | Jan 19, 2022 | n/a | yes | GLEN BURNIE, MD|MONTPELIER, VT | Current employment |
| KOVACK ADVISORS, INC. | Bd affiliated wealth | Jan 4, 2016 | Jan 18, 2022 | no | Glen Burnie, MD|FT. LAUDERDALE, FL | Previous registration |
| CAPITAL INVESTMENT MANAGEMENT INC. | Former SEC adviser | Jan 1, 2002 | Dec 19, 2002 | no | COLUMBIA, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KOVACK ADVISORS, INC. | ESI FINANCIAL ADVISORS | Jan 18, 2022 | Jan 19, 2022 | 1 | Firm change | Ibd to ibd |
| CAPITAL INVESTMENT MANAGEMENT INC. | KOVACK ADVISORS, INC. | Dec 19, 2002 | Jan 4, 2016 | 4,764 | Firm change after gap | Other |