RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• G••••• H••••
- E•• F•••••••• A••••••• independent RIA currentsince Jan 19, 2022 · Glen Burnie, Md
- K••••• A•••••••• I••• BD affiliatedJan 4, 2016 to Jan 18, 2022 · Glen Burnie, Md
- C•••••• I••••••••• M••••••••• I••• formerJan 1, 2002 to Dec 19, 2002 · Columbia, Md
- K••••• A•••••••• I••• to E•• F•••••••• A•••••••left Jan 18, 2022, registered Jan 19, 2022 (1 days) · Affiliated broker-dealer or bank to another
- C•••••• I••••••••• M••••••••• I••• to K••••• A•••••••• I•••left Dec 19, 2002, registered Jan 4, 2016 (4764 days) · Other
- A••••• G••••• H•••• left K••••• A•••••••• I••• for E•• F•••••••• A••••••• (registered 2022-01-19)Jan 18, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address