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Advisor at NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST
Philadelphia, PA | PHILADELPHIA, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | Asset manager | Apr 20, 2020 | n/a | yes | Philadelphia, PA|PHILADELPHIA, PA | Current employment |
| DELAWARE CAPITAL MANAGEMENT ADVISERS, INC | Former SEC adviser | Mar 15, 2017 | Apr 20, 2020 | no | PHILADELPHIA, PA | Previous registration |
| MCADAM LLC | Independent wealth | Oct 28, 2016 | Jan 19, 2017 | no | Philadelphia, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DELAWARE CAPITAL MANAGEMENT ADVISERS, INC | NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | Apr 20, 2020 | Apr 20, 2020 | 0 | Bulk transfer | Other |
| MCADAM LLC | DELAWARE CAPITAL MANAGEMENT ADVISERS, INC | Jan 19, 2017 | Mar 15, 2017 | 55 | Firm change | Other |