RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• Z•••
- Z••• C•••••• M••••••••• state registered currentsince Jan 2, 2026 · Weston, Ct
- E•••• B•• F••••• O••••• independent RIA currentsince Jun 27, 2023 · New York, Ny
- Z••• C•••••• M••••••••• L••• unclassifiedAug 6, 2012 to Oct 9, 2023 · New York, Ny
- B••••••••• L•• formerMar 5, 2009 to Aug 7, 2012 · New York, Ny
- U•• A•••••••• L•• unclassifiedApr 7, 2006 to Jul 7, 2009 · Houston, Tx
- S•••• B••••••• A•••• M••••••••• L•• formerJan 2, 2003 to Nov 6, 2003 · New York, Ny
- Z••• C•••••• M••••••••• L••• to E•••• B•• F••••• O•••••left Oct 9, 2023, registered Jun 27, 2023 (-104 days) · Other
- B••••••••• L•• to Z••• C•••••• M••••••••• L•••left Aug 7, 2012, registered Aug 6, 2012 (-1 days) · Other
- U•• A•••••••• L•• to B••••••••• L••left Jul 7, 2009, registered Mar 5, 2009 (-124 days) · Other
- S•••• B••••••• A•••• M••••••••• L•• to U•• A•••••••• L••left Nov 6, 2003, registered Apr 7, 2006 (883 days) · Other
- David Zale left Zale Capital Management, L.P. for Eagle Bay Family Office (registered 2023-06-27)Oct 9, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address