DFX Intelligence
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Reading the graph
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Advisor at V••••••••• A••••••• S•••••••
Westminster, MD | WOODBURY, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V••••••••• A••••••• S••••••• | Bd affiliated wealth | Feb 24, 2023 | n/a | yes | WOODBURY, NY|Westminster, MD | Current employment |
| R••••• I••••••••• A•••••••• I•• | Bd affiliated wealth | May 7, 2020 | Feb 27, 2023 | no | WILMINGTON, DE|WESTMINSTER, MD|Westminster, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R••••• I••••••••• A•••••••• I•• | V••••••••• A••••••• S••••••• | Feb 27, 2023 | Feb 24, 2023 | -3 | Firm change | Ibd to ibd |
| C• W••••• M••••••••• L•• | R••••• I••••••••• A•••••••• I•• | May 21, 2020 | May 7, 2020 |
| C• W••••• M••••••••• L•• | Independent wealth | Mar 2, 2012 | May 21, 2020 | no | SCHAUMBURG, IL|Westminster, MD | Previous registration |
| E•••••••• A•••••••• L•• | National bd RIA | Jun 24, 2009 | Dec 23, 2011 | no | WESTMINSTER, MD|FALLS CHURCH, VA|WESTMINSTER, MD | Previous registration |
| O•••• F•• I••• | Former SEC adviser | Jul 8, 2002 | Jun 12, 2009 | no | HUNT VALLEY, MD|LUTHERVILLE, MD|VIENNA, VA | Previous registration |
| -14 |
| Firm change |
| Ibd to ibd |
| E•••••••• A•••••••• L•• | C• W••••• M••••••••• L•• | Dec 23, 2011 | Mar 2, 2012 | 70 | Firm change | Other |
| O•••• F•• I••• | E•••••••• A•••••••• L•• | Jun 12, 2009 | Jun 24, 2009 | 12 | Firm change | Other |