DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• E••••• G•••••••

V••••••••• A••••••• S•••••••BD affiliatedWestminster, Md dual registrantIAPD 3268932

Certified Financial Planner

Feed of 09/15/2026

At current firm

3 y

since Feb 24, 2023

In the industry

24 y

since Oct 18, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••••• A••••••• S••••••• BD affiliated current
since Feb 24, 2023 · Woodbury, Ny
R••••• I••••••••• A•••••••• I•• BD affiliated
May 7, 2020 to Feb 27, 2023 · Wilmington, De
C• W••••• M••••••••• L•• independent RIA
Mar 2, 2012 to May 21, 2020 · Schaumburg, Il
E•••••••• A•••••••• L•• national BD
Jun 24, 2009 to Dec 23, 2011 · Westminster, Md
O•••• F•• I••• former
Jul 8, 2002 to Jun 12, 2009 · Hunt Valley, Md

Moves

a registration end followed by a registration begin elsewhere

R••••• I••••••••• A•••••••• I•• to V••••••••• A••••••• S•••••••
left Feb 27, 2023, registered Feb 24, 2023 (-3 days) · Affiliated broker-dealer or bank to another
C• W••••• M••••••••• L•• to R••••• I••••••••• A•••••••• I••
left May 21, 2020, registered May 7, 2020 (-14 days) · Affiliated broker-dealer or bank to another
E•••••••• A•••••••• L•• to C• W••••• M••••••••• L••
left Dec 23, 2011, registered Mar 2, 2012 (70 days) · Other
O•••• F•• I••• to E•••••••• A•••••••• L••
left Jun 12, 2009, registered Jun 24, 2009 (12 days) · Other

Signals

B•••• E••••• G••••••• left R••••• I••••••••• A•••••••• I•• for V••••••••• A••••••• S••••••• (registered 2023-02-24)
Feb 27, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address