This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

TRANSCE3ND LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 16, 1992earliest registration or exam on IAPD

Years in industry

34derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S66|S63

First exam

Jan 16, 1992

First registration

Mar 1, 2004

Dual registered

yes, broker-dealer

IAPD individual key

2202238

• Occurred

  Aug 1, 2022
  Advisor changed firm

  Mark Douglas Caldwell left Kalos Management for Transce3Nd Llc (registered 2022-07-01)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:db4b7154-447e-bdec-50f5-4d8910d9a7cc

First observed

Mar 1, 2004

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.