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V••••• M••••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

V••••• M••••• B•••••••••

Advisor at O••••••••• • C•• I•••

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:db53d94e-2902-5f40-881c-7d45af12fb67

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••••• • C•• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 18, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••••• • C•• I•••	Bd affiliated wealth	Jul 13, 2021	n/a	yes	HOUSTON, TX	Current employment
W•••• F•••• A•••••••	Wirehouse	Nov 28, 2016	Jul 16, 2021	no	HOUSTON, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	O••••••••• • C•• I•••	Jul 16, 2021	Jul 13, 2021	-3	Firm change	Wirehouse to ibd
I••••••• A••••••• S•••••••• L••	W•••• F•••• A•••••••	Nov 29, 2016

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
282589:19616:FL:2016-11-29	Nov 29, 2016	Nov 28, 2016	MIAMI, FL	Firm change
112706:282589:FL:2016-11-18	Nov 18, 2016	Apr 27, 2016	MIAMI, FL	Firm change after gap
7691:112706:TX:2015-03-25	Mar 25, 2015	Apr 13, 2015	HOUSTON, TX	Firm change

Relationships

Registered with (7)

→ O••••••••• • C•• I•••Registered adviserregistration: current employment
Jul 13, 2021 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Nov 28, 2016 to Jul 16, 2021factForm ADV
→ I••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 27, 2016 to Nov 29, 2016factForm ADV
→ I••••••• W••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:db53d94e-2902-5f40-881c-7d45af12fb67
First observed: Mar 15, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.