A••• H• K•••

Advisor at C••••••

New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:db8a5321-6fac-3935-f0ad-be30d12dd447

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••	Independent wealth	Dec 12, 2022	n/a	yes	New York, NY	Current employment
K••• P•••••• W•••••• L••	Former SEC adviser	Sep 6, 2018	Mar 31, 2023	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••• P•••••• W•••••• L••	C••••••	Mar 31, 2023	Dec 12, 2022	-109	Firm change after gap	RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	K••• P•••••• W•••••• L••	Jun 7, 2018	Sep 6, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
294547:319448:NY:2023-03-31	Mar 31, 2023	Dec 12, 2022	NEW YORK, NY	Firm change after gap
7691:294547:NY:2018-06-05	Jun 7, 2018	Sep 6, 2018	NEW YORK, NY	Firm change

Relationships

Registered with (3)

→ C••••••Registered adviserregistration: current employment
Dec 12, 2022 to presentfactForm ADV
→ K••• P•••••• W•••••• L••Registered adviserregistration: previous registration
Sep 6, 2018 to Mar 31, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jan 1, 2005 to Jun 7, 2018factForm ADV

Dated events

Occurred
Mar 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:db8a5321-6fac-3935-f0ad-be30d12dd447
First observed: Jan 1, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.