DFX Intelligence

J••••• T••••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

J••••• T••••• H•••••••

Advisor at E•••• S••••••••• L••

DANVERS, MA | HOOKSETT, NH

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Search this name across graphsid dfx:ria:db94923a-4b8c-47f6-1b49-66e2a487428f

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 28, 2019 to Sep 17, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••• S••••••••• L••	Bd affiliated wealth	Jan 18, 2024	n/a	yes	DANVERS, MA\|HOOKSETT, NH	Current employment
M••••••• W••••• P•••••• C••••• G••••• L••	Independent wealth	Jan 9, 2023	Apr 27, 2023	no	PORTSMOUTH, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• W••••• P•••••• C••••• G••••• L••	E•••• S••••••••• L••	Apr 27, 2023	Jan 18, 2024	266	Firm change	RIA to ibd
C••••••• S••••••••• I•••	M••••••• W••••• P•••••• C••••• G••••• L••	Jan 10, 2023	Jan 9, 2023

Relationships

Registered with (4)

→ E•••• S••••••••• L••Registered adviserregistration: current employment
Jan 18, 2024 to presentfactForm ADV
→ M••••••• W••••• P•••••• C••••• G••••• L••Registered adviserregistration: previous registration
Jan 9, 2023 to Apr 27, 2023factForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 18, 2021 to Jan 10, 2023factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••

Dated events

Occurred
Apr 27, 2023
Advisor changed firm
J••••• T••••• H••••••• left M••••••• W••••• P•••••• C••••• G••••• L•• for E•••• S••••••••• L•• (registered 2024-01-18)
Form ADVobserved 7 days ago
Occurred
Jan 10, 2023
Advisor changed firm
J••••• T••••• H••••••• left C••••••• S••••••••• I••• for M••••••• W••••• P•••••• C••••• G••••• L•• (registered 2023-01-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:db94923a-4b8c-47f6-1b49-66e2a487428f
First observed: Mar 28, 2019
Last observed: Sep 17, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.