DFX Intelligence

T•••• J•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

T•••• J•••••• S••••

Advisor at K•••• A••••••• R•••••• I••••••••• M••••••••• L••

LOS ANGELES, CA | NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:db9a9581-3790-4aa7-ff93-845e25397587

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 11, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••• A••••••• R•••••• I••••••••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••• A••••••• R•••••• I••••••••• M••••••••• L••	Mixed wealth	May 31, 2022	n/a	yes	NEWPORT BEACH, CA\|LOS ANGELES, CA	Current employment
S•••••• W••••• P•••••••• L••	Bd affiliated wealth	Aug 20, 2019	May 20, 2022	no	San Diego, CA\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• W••••• P•••••••• L••	K•••• A••••••• R•••••• I••••••••• M••••••••• L••	May 20, 2022	May 31, 2022	11	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S•••••• W••••• P•••••••• L••	Aug 20, 2019	Aug 20, 2019

Relationships

Registered with (3)

→ K•••• A••••••• R•••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
May 31, 2022 to presentfactForm ADV
→ S•••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Aug 20, 2019 to May 20, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
May 11, 2018 to Aug 20, 2019factForm ADV

Dated events

Occurred
May 20, 2022
Advisor changed firm
T•••• J•••••• S•••• left S•••••• W••••• P•••••••• L•• for K•••• A••••••• R•••••• I••••••••• M••••••••• L•• (registered 2022-05-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:db9a9581-3790-4aa7-ff93-845e25397587
First observed: May 11, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.