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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

KATHERINE CANNON ZAMORA

Advisor at PER STIRLING CAPITAL MANAGEMENT, LLC

AUSTIN, TX

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Search this name across graphsid dfx:ria:db9d01b0-5d05-7c6f-d9e1-92641f85f1e0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 27, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PER STIRLING CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 10, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Sep 10, 1997
First registration: Aug 27, 2002
Dual registered: yes, broker-dealer
Other names: KATHERINE JEAN WILLIAMS
IAPD individual key: 1830369

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PER STIRLING CAPITAL MANAGEMENT, LLC	Independent wealth	May 28, 2013	n/a	yes	AUSTIN, TX	Current employment
NATIONS FINANCIAL GROUP, INC.	Independent wealth	Oct 30, 2007	Aug 1, 2008	no	CEDAR RAPIDS, IA\|AUSTIN, TX	Previous registration
FIRST MIDAMERICA INVESTMENT CORPORATION	n/a	Apr 5, 2005	Nov 2, 2007	no	AUSTIN, TX\|AUSTIN, TX	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 25, 2004	Jan 11, 2005	no	AUSTIN, TX	Previous registration
MORGAN STANLEY DW INC.	n/a	Dec 12, 2003	Dec 19, 2003	no	AUSTIN, TX	Previous registration
QUICK & REILLY, INC.	n/a	Aug 27, 2002	Oct 21, 2004	no	AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NATIONS FINANCIAL GROUP, INC.	PER STIRLING CAPITAL MANAGEMENT, LLC	Aug 1, 2008	May 28, 2013	1,761	Firm change after gap	Other
FIRST MIDAMERICA INVESTMENT CORPORATION	NATIONS FINANCIAL GROUP, INC.	Nov 2, 2007	Oct 30, 2007	-3	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	FIRST MIDAMERICA INVESTMENT CORPORATION	Jan 11, 2005	Apr 5, 2005	84	Firm change	Other
QUICK & REILLY, INC.	MORGAN STANLEY DW INC.	Oct 21, 2004	Dec 12, 2003	-314	Firm change after gap	Other
MORGAN STANLEY DW INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Dec 19, 2003	Oct 25, 2004	311	Firm change	Other

Relationships

Registered with (6)

→ PER STIRLING CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
May 28, 2013 to presentfactForm ADV
→ NATIONS FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Oct 30, 2007 to Aug 1, 2008factForm ADV
→ FIRST MIDAMERICA INVESTMENT CORPORATIONRegistered adviserregistration: previous registration
Apr 5, 2005 to Nov 2, 2007factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 25, 2004 to Jan 11, 2005factForm ADV
→ QUICK & REILLY, INC.Registered adviserregistration: previous registration
Aug 27, 2002 to Oct 21, 2004factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Dec 12, 2003 to Dec 19, 2003factForm ADV

Dated events

No dated event names this entity yet.