RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••••• C••••• Z•••••
- P•• S••••••• C•••••• M••••••••• L•• independent RIA currentsince May 28, 2013 · Austin, Tx
- N•••••• F•••••••• G••••• I••• independent RIAOct 30, 2007 to Aug 1, 2008 · Cedar Rapids, Ia
- F•••• M••••••••• I••••••••• C••••••••• unclassifiedApr 5, 2005 to Nov 2, 2007 · Austin, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 25, 2004 to Jan 11, 2005 · Austin, Tx
- M••••• S•••••• D• I••• unclassifiedDec 12, 2003 to Dec 19, 2003 · Austin, Tx
- Q•••• • R•••••• I••• unclassifiedAug 27, 2002 to Oct 21, 2004 · Austin, Tx
- N•••••• F•••••••• G••••• I••• to P•• S••••••• C•••••• M••••••••• L••left Aug 1, 2008, registered May 28, 2013 (1761 days) · Other
- F•••• M••••••••• I••••••••• C••••••••• to N•••••• F•••••••• G••••• I•••left Nov 2, 2007, registered Oct 30, 2007 (-3 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to F•••• M••••••••• I••••••••• C•••••••••left Jan 11, 2005, registered Apr 5, 2005 (84 days) · Other
- Q•••• • R•••••• I••• to M••••• S•••••• D• I•••left Oct 21, 2004, registered Dec 12, 2003 (-314 days) · Other
- M••••• S•••••• D• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Dec 19, 2003, registered Oct 25, 2004 (311 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address