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RIA / WealthAdvisor21 years in industry

MICHAEL ROSARIO TESTA

Advisor at TAILORED WEALTH SOLUTIONS

SARATOGA SPRINGS, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 13, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TAILORED WEALTH SOLUTIONS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 20, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 20, 2004
First registration: Mar 13, 2006
Dual registered: no
IAPD individual key: 4837398

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TAILORED WEALTH SOLUTIONS	Independent wealth	Mar 16, 2026	n/a	yes	SARATOGA SPRINGS, NY	Current employment
EAGLE STRATEGIES LLC	Bd affiliated wealth	Apr 1, 2015	Mar 20, 2026	no	SARATOGA SPRINGS, NY\|LATHAM, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	Mar 3, 2015	no	LATHAM, NY	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Aug 11, 2006	Oct 23, 2009	no	LATHAM, NY	Previous registration
MORGAN STANLEY DW INC.	n/a	Mar 13, 2006	Jun 7, 2006	no	ALBANY, NY\|ALBANY, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EAGLE STRATEGIES LLC	TAILORED WEALTH SOLUTIONS	Mar 20, 2026	Mar 16, 2026	-4	Firm change	Ibd to new firm
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	EAGLE STRATEGIES LLC	Mar 3, 2015	Apr 1, 2015	29	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Jun 7, 2006	Aug 11, 2006	65	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110826:340266:NY:2026-03-17	Mar 20, 2026	Mar 16, 2026	LATHAM, NY	Firm change

Relationships

Registered with (5)

→ TAILORED WEALTH SOLUTIONSRegistered adviserregistration: current employment
Mar 16, 2026 to presentfactForm ADV
→ EAGLE STRATEGIES LLCRegistered adviserregistration: previous registration
Apr 1, 2015 to Mar 20, 2026factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to Mar 3, 2015factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Aug 11, 2006 to Oct 23, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Mar 13, 2006 to Jun 7, 2006factForm ADV

Dated events

Occurred
Mar 20, 2026
Advisor changed firm
Michael Rosario Testa left Eagle Strategies Llc for Tailored Wealth Solutions (registered 2026-03-16)
Form ADVobserved 5 days ago