DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael Rosario Testa

Tailored Wealth Solutionsindependent RIASaratoga Springs, NyIA-onlyIAPD 4837398

Feed of 09/14/2026

At current firm

0 y

since Mar 16, 2026

In the industry

21 y

since Dec 20, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Business email: mike@tailoredwealthsolutions.comreportedtailoredwealthsolutions.comfirm site, Sep 17, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Tailored Wealth Solutions independent RIA current
since Mar 16, 2026 · Saratoga Springs, Ny
Eagle Strategies LLC BD affiliated
Apr 1, 2015 to Mar 20, 2026 · Saratoga Springs, Ny
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Oct 23, 2009 to Mar 3, 2015 · Latham, Ny
Banc Of America Investment Services, Inc. unclassified
Aug 11, 2006 to Oct 23, 2009 · Latham, Ny
Morgan Stanley Dw Inc. unclassified
Mar 13, 2006 to Jun 7, 2006 · Albany, Ny

Moves

a registration end followed by a registration begin elsewhere

Eagle Strategies LLC to Tailored Wealth Solutions
left Mar 20, 2026, registered Mar 16, 2026 (-4 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Eagle Strategies LLC
left Mar 3, 2015, registered Apr 1, 2015 (29 days) · Other
Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
Morgan Stanley Dw Inc. to Banc Of America Investment Services, Inc.
left Jun 7, 2006, registered Aug 11, 2006 (65 days) · Other

Signals

Michael Rosario Testa left Eagle Strategies Llc for Tailored Wealth Solutions (registered 2026-03-16)
Mar 20, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address