DFX Intelligence

D•••••• S• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

D•••••• S• H••••••

Advisor at P•••••••• S••••••••• I•••

Marlton, NJ

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Search this name across graphsid dfx:ria:dbbb5dbd-f966-92f5-558c-6b455931fdc1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Aug 5, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• S••••••••• I•••	Bd affiliated wealth	Aug 18, 2026	n/a	yes	Marlton, NJ	Current employment
L•• E••••••••• L••	Bd affiliated wealth	Apr 13, 2026	Aug 26, 2026	no	CHERRY HILL TOWNSHIP, NJ\|Cherry Hill Township, NJ\|FORT MILL, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• E••••••••• L••	P•••••••• S••••••••• I•••	Aug 26, 2026	Aug 18, 2026	-8	Firm change	Ibd to ibd
S•••••••• A••••••• L••	L•• E••••••••• L••	Apr 10, 2026	Apr 13, 2026

Team moves

••• Locked

Team	Left	Joined	From	Kind
8733:1137:SC:2026-08-26	Aug 26, 2026	Aug 18, 2026	FORT MILL, SC	Firm change
104555:8733:MA:2026-04-10	Apr 10, 2026	Apr 13, 2026	BOSTON, MA	Firm change
19616:7691:NJ:2020-11-03	Nov 10, 2020	Jan 20, 2021	MARLTON, NJ	Firm change

Relationships

Registered with (6)

→ P•••••••• S••••••••• I•••Registered adviserregistration: current employment
Aug 18, 2026 to presentfactForm ADV
→ L•• E••••••••• L••Registered adviserregistration: previous registration
Apr 13, 2026 to Aug 26, 2026factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 31, 2025 to Apr 10, 2026factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••

Dated events

Occurred
Aug 26, 2026
Advisor changed firm
D•••••• S• H•••••• left L•• E••••••••• L•• for P•••••••• S••••••••• I••• (registered 2026-08-18)
Form ADVobserved 7 days ago
Occurred
Apr 10, 2026
Advisor changed firm
D•••••• S• H•••••• left S•••••••• A••••••• L•• for L•• E••••••••• L•• (registered 2026-04-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dbbb5dbd-f966-92f5-558c-6b455931fdc1
First observed: Aug 5, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.