DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Darnell S. Hegarty

Principal Securities, Inc.BD affiliatedMarlton, Njdual registrantIAPD 6139337

Feed of 09/14/2026

Also filed as Darnell Samuel Hegarty

At current firm

0 y

since Aug 18, 2026

In the industry

10 y

since Jul 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Principal Securities, Inc. BD affiliated current
since Aug 18, 2026 · Marlton, Nj
LPL Enterprise, LLC BD affiliated
Apr 13, 2026 to Aug 26, 2026 · Cherry Hill Township, Nj
Strategic Advisers LLC national BD
Mar 31, 2025 to Apr 10, 2026 · Philadelphia, Pa
Fidelity Personal And Workplace Advisors former
Jul 13, 2021 to Mar 31, 2025 · Marlton, Nj
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jan 20, 2021 to Mar 15, 2021 · Pennington, Nj
Wells Fargo Advisors wirehouse
Aug 5, 2019 to Nov 10, 2020 · Marlton, Nj

Moves

a registration end followed by a registration begin elsewhere

LPL Enterprise, LLC to Principal Securities, Inc.
left Aug 26, 2026, registered Aug 18, 2026 (-8 days) · Affiliated broker-dealer or bank to another · moved with a team
Strategic Advisers LLC to LPL Enterprise, LLC
left Apr 10, 2026, registered Apr 13, 2026 (3 days) · Affiliated broker-dealer or bank to another · moved with a team
Fidelity Personal And Workplace Advisors to Strategic Advisers LLC
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Fidelity Personal And Workplace Advisors
left Mar 15, 2021, registered Jul 13, 2021 (120 days) · Wirehouse to affiliated broker-dealer or bank
Wells Fargo Advisors to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Nov 10, 2020, registered Jan 20, 2021 (71 days) · Wirehouse to wirehouse · moved with a team

Signals

Darnell S. Hegarty left Lpl Enterprise, Llc for Principal Securities, Inc. (registered 2026-08-18)
Aug 26, 2026 · Advisor changed firm · fact
Darnell S. Hegarty left Strategic Advisers Llc for Lpl Enterprise, Llc (registered 2026-04-13)
Apr 10, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address