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Advisor at SOUND INCOME STRATEGIES, LLC
Manassas, VA | FORT LAUDERDALE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOUND INCOME STRATEGIES, LLC | Independent wealth | May 16, 2019 | n/a | yes | FORT LAUDERDALE, FL|Manassas, VA | Current employment |
| MISSIONSQUARE RETIREMENT | Bd affiliated wealth | Jun 15, 2010 | Apr 27, 2017 | no | WASHINGTON, DC|WARRENTON, VA|NOKESVILLE, VA | Previous registration |
| WADDELL & REED | Former SEC adviser | Jul 18, 2008 | Apr 8, 2009 | no | VIENNA, VA | Previous registration |
| MEDALLION ADVISORY SERVICES, LLC | n/a | Jul 6, 2007 | Jul 8, 2008 | no | NOKESVILLE, VA | Previous registration |
| ON INVESTMENT MANAGEMENT CO | Bd affiliated wealth | May 19, 2005 | Jun 23, 2006 | no | NOKESVILLE, VA | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jul 28, 2003 | Feb 27, 2004 | no | VIENNA, VA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jun 20, 2002 | Jun 16, 2003 | no | ROCKVILLE, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MISSIONSQUARE RETIREMENT | SOUND INCOME STRATEGIES, LLC | Apr 27, 2017 | May 16, 2019 | 749 | Firm change after gap | Other |
| WADDELL & REED | MISSIONSQUARE RETIREMENT | Apr 8, 2009 | Jun 15, 2010 | 433 | Firm change after gap | Other |
| MEDALLION ADVISORY SERVICES, LLC | WADDELL & REED | Jul 8, 2008 | Jul 18, 2008 | 10 | Firm change | Other |
| ON INVESTMENT MANAGEMENT CO | MEDALLION ADVISORY SERVICES, LLC | Jun 23, 2006 | Jul 6, 2007 | 378 | Firm change | Other |
| MML INVESTORS SERVICES, LLC | ON INVESTMENT MANAGEMENT CO | Feb 27, 2004 | May 19, 2005 | 447 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | MML INVESTORS SERVICES, LLC | Jun 16, 2003 | Jul 28, 2003 | 42 | Firm change | Other |