RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••••• M•••••• D• F•••••
- S•••• I••••• S••••••••• L•• independent RIA currentsince May 16, 2019 · Fort Lauderdale, Fl
- M••••••••• R••••••••• BD affiliatedJun 15, 2010 to Apr 27, 2017 · Washington, Dc
- W•••••• • R••• formerJul 18, 2008 to Apr 8, 2009 · Vienna, Va
- M•••••••• A••••••• S•••••••• L•• unclassifiedJul 6, 2007 to Jul 8, 2008 · Nokesville, Va
- O• I••••••••• M••••••••• C• BD affiliatedMay 19, 2005 to Jun 23, 2006 · Nokesville, Va
- M•• I•••••••• S•••••••• L•• BD affiliatedJul 28, 2003 to Feb 27, 2004 · Vienna, Va
- A••••••••• F•••••••• S•••••••• L•• national BDJun 20, 2002 to Jun 16, 2003 · Rockville, Md
- M••••••••• R••••••••• to S•••• I••••• S••••••••• L••left Apr 27, 2017, registered May 16, 2019 (749 days) · Other
- W•••••• • R••• to M••••••••• R•••••••••left Apr 8, 2009, registered Jun 15, 2010 (433 days) · Other
- M•••••••• A••••••• S•••••••• L•• to W•••••• • R•••left Jul 8, 2008, registered Jul 18, 2008 (10 days) · Other
- O• I••••••••• M••••••••• C• to M•••••••• A••••••• S•••••••• L••left Jun 23, 2006, registered Jul 6, 2007 (378 days) · Other
- M•• I•••••••• S•••••••• L•• to O• I••••••••• M••••••••• C•left Feb 27, 2004, registered May 19, 2005 (447 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to M•• I•••••••• S•••••••• L••left Jun 16, 2003, registered Jul 28, 2003 (42 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address