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RIA / WealthAdvisor17 years in industry

Randy Gerard Hux

Advisor at SIMPLICITY WEALTH

Lafayette, LA | SUMMIT, NJ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 2, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SIMPLICITY WEALTH
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 23, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Dec 23, 2008
First registration: Jan 2, 2009
Dual registered: no
Other names: RANDY GERARD HUX|RANDY G HUX
IAPD individual key: 5475760

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SIMPLICITY WEALTH	Mixed wealth	Jun 4, 2024	n/a	yes	SUMMIT, NJ\|Lafayette, LA	Current employment
HART FINANCIAL, LLC	State registered	Dec 4, 2019	May 24, 2024	no	Lafayette, LA\|AKRON, CO\|Lafayette, LA\|Lafayette, LA	Previous registration
Fmsa	Independent wealth	Jan 17, 2017	Oct 12, 2017	no	DELRAY BEACH, FL	Previous registration
BROOKSTONE WEALTH ADVISORS, LLC	No RAUM reported	Apr 11, 2012	Dec 7, 2016	no	LAFAYETTE, LA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 24, 2011	Apr 18, 2012	no	LAFAYETTE, LA\|LAFAYETTE, LA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 2, 2009	Jan 25, 2011	no	LAFAYETTE, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HART FINANCIAL, LLC	SIMPLICITY WEALTH	May 24, 2024	Jun 4, 2024	11	Firm change	Other
Fmsa	HART FINANCIAL, LLC	Oct 12, 2017	Dec 4, 2019	783	Firm change after gap	Other
BROOKSTONE WEALTH ADVISORS, LLC	Fmsa	Dec 7, 2016	Jan 17, 2017	41	Firm change	Other
LPL FINANCIAL LLC	BROOKSTONE WEALTH ADVISORS, LLC	Apr 18, 2012	Apr 11, 2012	-7	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LPL FINANCIAL LLC	Jan 25, 2011	Jan 24, 2011	-1	Firm change	Other

Relationships

Registered with (6)

→ SIMPLICITY WEALTHRegistered adviserregistration: current employment
Jun 4, 2024 to presentfactForm ADV
→ HART FINANCIAL, LLCRegistered adviserregistration: previous registration
Dec 4, 2019 to May 24, 2024factForm ADV
→ FMSARegistered adviserregistration: previous registration
Jan 17, 2017 to Oct 12, 2017factForm ADV
→ BROOKSTONE WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 11, 2012 to Dec 7, 2016factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 24, 2011 to Apr 18, 2012factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 2, 2009 to Jan 25, 2011factForm ADV

Dated events

Occurred
May 24, 2024
Advisor changed firm
Randy Gerard Hux left Hart Financial, Llc for Simplicity Wealth (registered 2024-06-04)
Form ADVobserved 5 days ago