DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Randy Gerard Hux

Simplicity Wealthmixed wealthLafayette, La IA-onlyIAPD 5475760

Feed of 09/14/2026

Also filed as Randy Gerard Hux

At current firm

2 y

since Jun 4, 2024

In the industry

17 y

since Dec 23, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Professional profile: linkedin.com/in/randy-hux-retirement-and-estate-planning-specialist-b3reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Simplicity Wealth mixed wealth current
since Jun 4, 2024 · Summit, Nj
Hart Financial, LLC state registered
Dec 4, 2019 to May 24, 2024 · Lafayette, La
Fmsa independent RIA
Jan 17, 2017 to Oct 12, 2017 · Delray Beach, Fl
Brookstone Wealth Advisors, LLC no RAUM
Apr 11, 2012 to Dec 7, 2016 · Lafayette, La
LPL Financial LLC BD affiliated
Jan 24, 2011 to Apr 18, 2012 · Lafayette, La
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jan 2, 2009 to Jan 25, 2011 · Lafayette, La

Moves

a registration end followed by a registration begin elsewhere

Hart Financial, LLC to Simplicity Wealth
left May 24, 2024, registered Jun 4, 2024 (11 days) · Other
Fmsa to Hart Financial, LLC
left Oct 12, 2017, registered Dec 4, 2019 (783 days) · Other
Brookstone Wealth Advisors, LLC to Fmsa
left Dec 7, 2016, registered Jan 17, 2017 (41 days) · Other
LPL Financial LLC to Brookstone Wealth Advisors, LLC
left Apr 18, 2012, registered Apr 11, 2012 (-7 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to LPL Financial LLC
left Jan 25, 2011, registered Jan 24, 2011 (-1 days) · Other

Signals

Randy Gerard Hux left Hart Financial, Llc for Simplicity Wealth (registered 2024-06-04)
May 24, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address