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Advisor at COMPTON WEALTH ADVISORY GROUP, LLC
VIRGINIA BEACH, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMPTON WEALTH ADVISORY GROUP, LLC | Independent wealth | Apr 29, 2016 | n/a | yes | VIRGINIA BEACH, VA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 2, 2009 | May 27, 2016 | no | SUFFOLK, VA|FRANKLIN, VA|NEWPORT BEACH, CA|NORFOLK, VA|SAN DIEGO, CA|NORFOLK, VA|FRANKLIN, VA|SUFFOLK, VA|FRANKLIN, VA|VIRGINIA BEACH, VA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 11, 2000 | Jan 6, 2009 | no | NORFOLK, VA|NORFOLK, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | COMPTON WEALTH ADVISORY GROUP, LLC | May 27, 2016 | Apr 29, 2016 | -28 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | LPL FINANCIAL LLC | Jan 6, 2009 | Jan 2, 2009 | -4 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:281732:VA:2016-05-27 | May 27, 2016 | Apr 29, 2016 | VIRGINIA BEACH, VA | Firm change |