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CRD 281732
VIRGINIA BEACH, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MARK ALAN COMPTON | n/a | VIRGINIA BEACH, VA | 10 | 26 | 2 | no |
| TIMOTHY JOHN STIFFLER | n/a | VIRGINIA BEACH, VA | 6 | 10 | 1 | no |
| ROBERT JUSTIN FULTON | Certified Financial Planner | VIRGINIA BEACH, VA | 2 | 25 | 5 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| COMPTON, MARK, ALAN | MANAGING MEMBER | E | yes | 02/2009 | Jan 28, 2016 | Oct 25, 2024 |
| RENSHAW, NANCY, ELIZABETH | CHIEF COMPLIANCE OFFICER | Na | yes | 02/2024 | Mar 21, 2024 | Oct 25, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 24, 2026 | $800M | $650M | 10 | 3 | 0 | n/a | n/a |
| 2024 | Mar 26, 2025 | $720M | $614M | 9 | 3 | 0 | n/a | n/a |
| 2023 | Mar 21, 2024 | $637M | $530M | 9 | 3 | 0 | n/a | n/a |
| 2022 | Mar 21, 2023 | $507M | $391M | 8 | 3 | 0 | n/a | n/a |
| 2021 | Mar 28, 2022 | $578M | $450M | 8 | 3 | 0 | n/a | n/a |
| 2020 | Mar 25, 2021 | $531M | $380M | 6 | 2 | 0 | n/a | n/a |
| 2019 | Mar 27, 2020 | $517M | $378M | 6 | 2 | 0 | n/a | n/a |
| 2018 | Mar 25, 2019 | $484M | $440M | 5 | 2 | 0 | n/a | n/a |
| 2017 | Mar 7, 2018 | $564M | $564M | 5 | 2 | 0 | n/a | n/a |
| 2016 | Feb 6, 2017 | $276M | $276M | 3 | 2 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $800M | $720M | 11.1% | $507M | 16.5% | 10 | 9 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | 2 | May 27, 2016 | Apr 29, 2016 | VIRGINIA BEACH, VA | Team lift out | Other | 0.0% |