DFX Intelligence

S••••• J•••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

S••••• J•••••• G••••

Advisor at B••••• W••••• P•••••••• I•••

SCOTTSDALE, AZ | NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:dc2037b4-594b-0fc3-3178-baa49031bcb4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Dec 21, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• W••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 11, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• W••••• P•••••••• I•••	Independent wealth	Apr 30, 2026	n/a	yes	SCOTTSDALE, AZ\|NEWPORT BEACH, CA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Apr 11, 2022	Mar 24, 2026	no	SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	B••••• W••••• P•••••••• I•••	Mar 24, 2026	Apr 30, 2026	37	Firm change	Wirehouse to RIA
J••• M••••• S••••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Apr 12, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
79:7691:CA:2022-03-29	Apr 12, 2022	Apr 11, 2022	OAKLAND, CA	Firm change

Relationships

Registered with (7)

→ B••••• W••••• P•••••••• I•••Registered adviserregistration: current employment
Apr 30, 2026 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 11, 2022 to Mar 24, 2026factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
May 28, 2015 to Apr 12, 2022factForm ADV
→ M••••• S••••••

Dated events

Occurred
Mar 24, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 12, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc2037b4-594b-0fc3-3178-baa49031bcb4
First observed: Dec 21, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.