RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• J•••••• G••••
- B••••• W••••• P•••••••• I••• independent RIA currentsince Apr 30, 2026 · Scottsdale, Az
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 11, 2022 to Mar 24, 2026 · San Diego, Ca
- J••• M••••• S••••••••• L•• wirehouseMay 28, 2015 to Apr 12, 2022 · San Diego, Ca
- M••••• S•••••• wirehouseJun 18, 2014 to May 8, 2015 · San Diego, Ca
- E••••• J•••• national BDOct 7, 2013 to Apr 1, 2014 · St Louis, Mo
- A•• I••••••••• S•••••••• I••• asset managerJun 7, 2012 to Apr 9, 2013 · Shelton, Ct
- L•• F•••••••• L•• BD affiliatedDec 21, 2010 to Apr 20, 2012 · San Diego, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••••• W••••• P•••••••• I•••left Mar 24, 2026, registered Apr 30, 2026 (37 days) · Wirehouse to independent RIA
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 12, 2022, registered Apr 11, 2022 (-1 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to J••• M••••• S••••••••• L••left May 8, 2015, registered May 28, 2015 (20 days) · Wirehouse to wirehouse
- E••••• J•••• to M••••• S••••••left Apr 1, 2014, registered Jun 18, 2014 (78 days) · Affiliated broker-dealer or bank to wirehouse
- A•• I••••••••• S•••••••• I••• to E••••• J••••left Apr 9, 2013, registered Oct 7, 2013 (181 days) · Other
- L•• F•••••••• L•• to A•• I••••••••• S•••••••• I•••left Apr 20, 2012, registered Jun 7, 2012 (48 days) · Other
- S••••• J•••••• G•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for B••••• W••••• P•••••••• I••• (registered 2026-04-30)Mar 24, 2026 · Advisor changed firm · fact
- S••••• J•••••• G•••• left J••• M••••• S••••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-04-11)Apr 12, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address