This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 26, 2001earliest registration or exam on IAPD

Years in industry

25derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S66|S63

First exam

Jul 26, 2001

First registration

Aug 1, 2013

Dual registered

yes, broker-dealer

Other names

DOUGLAS EUGENE ALLEN|DOUG EUGENE ALLEN

IAPD individual key

3121230

• Occurred

  Jun 12, 2024
  Advisor changed firm

  Douglas Eugene Allen left Nationwide Investment Advisors, Llc for John Hancock Personal Financial Services, Llc (registered 2024-07-17)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:dc2839b0-42b0-4004-d955-4bd104017d28

First observed

Aug 1, 2013

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.