DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

MICHAEL BEVAN CARROLL

Advisor at ARISTOTLE CAPITAL MANAGEMENT, LLC

LOS ANGELES, CA | RYE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dc2fe908-b3bc-2ed4-10a8-1bac6a40f6e2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 21, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ARISTOTLE CAPITAL MANAGEMENT, LLC
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 5, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Nov 5, 1998
First registration: Jun 21, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 3043511

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ARISTOTLE CAPITAL MANAGEMENT, LLC	Other adviser	Jul 7, 2015	n/a	yes	RYE, NY\|LOS ANGELES, CA	Current employment
BLACKROCK INVESTMENT MANAGEMENT, LLC	Asset manager	Sep 29, 2006	Mar 1, 2007	no	PLAINSBORO, NJ	Previous registration
MERRILL LYNCH INVESTMENT MANAGERS LP	n/a	Nov 12, 2003	Sep 29, 2006	no	RYE, NY	Previous registration
STRONG CAPITAL MANAGEMENT INC	n/a	Jun 21, 2001	Oct 2, 2003	no	MENOMONEE FALLS, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BLACKROCK INVESTMENT MANAGEMENT, LLC	ARISTOTLE CAPITAL MANAGEMENT, LLC	Mar 1, 2007	Jul 7, 2015	3,050	Firm change after gap	Other
MERRILL LYNCH INVESTMENT MANAGERS LP	BLACKROCK INVESTMENT MANAGEMENT, LLC	Sep 29, 2006	Sep 29, 2006	0	Bulk transfer	Other
STRONG CAPITAL MANAGEMENT INC	MERRILL LYNCH INVESTMENT MANAGERS LP	Oct 2, 2003	Nov 12, 2003	41	Firm change	Other

Relationships

Registered with (4)

→ ARISTOTLE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Jul 7, 2015 to presentfactForm ADV
→ BLACKROCK INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 29, 2006 to Mar 1, 2007factForm ADV
→ MERRILL LYNCH INVESTMENT MANAGERS LPRegistered adviserregistration: previous registration
Nov 12, 2003 to Sep 29, 2006factForm ADV
→ STRONG CAPITAL MANAGEMENT INCRegistered adviserregistration: previous registration
Jun 21, 2001 to Oct 2, 2003factForm ADV

Dated events

No dated event names this entity yet.