DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Bevan Carroll
Feed of 09/14/2026
At current firm
11 y
since Jul 7, 2015
In the industry
27 y
since Nov 5, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Aristotle Capital Management, LLC other currentsince Jul 7, 2015 · Rye, Ny
- Blackrock Investment Management, LLC asset managerSep 29, 2006 to Mar 1, 2007 · Plainsboro, Nj
- Merrill Lynch Investment Managers LP unclassifiedNov 12, 2003 to Sep 29, 2006 · Rye, Ny
- Strong Capital Management Inc unclassifiedJun 21, 2001 to Oct 2, 2003 · Menomonee Falls, Wi
Moves
a registration end followed by a registration begin elsewhere
- Blackrock Investment Management, LLC to Aristotle Capital Management, LLCleft Mar 1, 2007, registered Jul 7, 2015 (3050 days) · Other
- Merrill Lynch Investment Managers LP to Blackrock Investment Management, LLCleft Sep 29, 2006, registered Sep 29, 2006 (0 days) · corporate re-registration, not a move
- Strong Capital Management Inc to Merrill Lynch Investment Managers LPleft Oct 2, 2003, registered Nov 12, 2003 (41 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address