DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•• C•••••• M••••••••• L••
Latest filing Jul 6, 2026
First filing on the tape May 11, 2022 · 16 filings
SEC status approved since Jun 10, 2022
RAUM
$250M
reported, Item 5.F
Discretionary
31%
of RAUM
Private clients
84%
$209M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$62.6M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$250M as of Jul 6, 2026
Feb 17, 2023$118M then
HNW client RAUM$124M as of Jul 6, 2026
Feb 17, 2023$72.1M then
State-registered IARs (5.B.3)4 as of Jul 6, 2026
Feb 17, 20234 then
Employees (5.A)4 as of Jul 6, 2026
Feb 17, 20234 then
Private funds: no history
RAUM +47% over the last fiscal year+28% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Jul 6, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $62.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 102derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $305,374derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 31%derivedof RAUM
- Institutional
- 15%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +47%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -48%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$124M50%
- Individuals$85.4M34%
- Pension and profit-sharing plans$37.9M15%
- Corporations and businesses$3.0M1.2%
- Individual clients
- 341reported
- HNW clients
- 65reported
- Pension plan clients
- 7reported
- Charitable clients
- 0reported
- Accounts
- 820reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.84 fund_share=0.0 institutional_share=0.15 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S••••• L•• M••••• | Oklahoma City, Ok | Jun 13, 2022 | 16 y | 1 |
| M••• R•••• H•••••••• | Oklahoma City, Ok | Jun 13, 2022 | 28 y | 3 |
| C•••• J•••• L••••••• | Oklahoma City, Ok | Jan 24, 2024 | 26 y | 3 |
| J•••• M•••• M•••••• | Edmond, Ok | Jul 25, 2024 | 18 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••• M•••• M•••••• from B•• F•••••••• A•••••••Jul 25, 2024 · Affiliated broker-dealer or bank to independent RIA
- C•••• J•••• L••••••• from C•••••• W••••• M••••••••• L••Jan 24, 2024 · Other
- S••••• L•• M••••• from M••••• S••••••Jun 13, 2022 · Wirehouse to independent RIA
- M••• R•••• H•••••••• from C•••••• W••••• M••••••••• L••Jun 13, 2022 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••••• M•••• R•••• · Vice-Presidentcontrolsince 01/2010 · owns 25% to 50%
- L•••••••• C••••• J•••• · Vice-Presidentcontrolsince 01/2004 · owns 25% to 50%
- L•••••••• M••••••• J•••• · Presidentcontrolsince 01/2004 · owns 25% to 50%
- M•••••• S•••••• L•• · Membercontrolsince 03/2022 · owns 25% to 50%
- P•••••• J••••• D• · Chief Compliance Officersince 06/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Oklahoma City, Ok · principal | 4 | 0 | 0 | ||
| Indianapolis, In | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Apr 8, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $170,199,141 to $250,406,715, advisors 4 to 4, private clients 781 to 406, offices 0 to 0 (2025-04-21 to 2026-04-08)peers: independent wealth managers, $100M to $500M (5,678)
- client count collapseChange between filings · filing Apr 8, 2026individual and HNW clients (Item 5.D) moved from 781.0 to 406.0 (-48.0%) between the annual amendments of 2025-04-21 and 2026-04-08; the peer median change was +3.0% (3309 comparable advisers, 2.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 1.8% percentile
- RAUM up 25 %Change between filings · filing Apr 8, 2026RAUM (Item 5.F) moved from $170,199,141 to $250,406,715 (+47.0%) between the annual amendments of 2025-04-21 and 2026-04-08; the peer median change was +15.0% (4549 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,549) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 692 to 820Jul 17, 2025 to Mar 30, 2026
- Advisory activities · 2 to 3Jul 17, 2025 to Mar 30, 2026
- Corporate clients · 0 to 3Jul 17, 2025 to Mar 30, 2026
- HNW clients · 62 to 65Jul 17, 2025 to Mar 30, 2026
- Individual clients · 215 to 341Jul 17, 2025 to Mar 30, 2026
- Pension plan clients · 6 to 7Jul 17, 2025 to Mar 30, 2026
- Discretionary RAUM · $67.2M to $77.5MJul 17, 2025 to Mar 30, 2026
- HNW RAUM · $101M to $124MJul 17, 2025 to Mar 30, 2026
- Individual RAUM · $61.8M to $85.4MJul 17, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $130M to $173MJul 17, 2025 to Mar 30, 2026
- Pension RAUM · $33.6M to $37.9MJul 17, 2025 to Mar 30, 2026
- RAUM · $197M to $250MJul 17, 2025 to Mar 30, 2026
- Accounts · 781 to 692Jun 13, 2025 to Jul 17, 2025
- HNW clients · 64 to 62Jun 13, 2025 to Jul 17, 2025
- Individual clients · 717 to 215Jun 13, 2025 to Jul 17, 2025
- Financial planning clients · 0 to 0Jun 13, 2025 to Jul 17, 2025
- Discretionary RAUM · $60.1M to $67.2MJun 13, 2025 to Jul 17, 2025
- HNW RAUM · $102M to $101MJun 13, 2025 to Jul 17, 2025
- Individual RAUM · $59.0M to $61.8MJun 13, 2025 to Jul 17, 2025
- Non-discretionary RAUM · $110M to $130MJun 13, 2025 to Jul 17, 2025
- Pension RAUM · $9.0M to $33.6MJun 13, 2025 to Jul 17, 2025
- RAUM · $170M to $197MJun 13, 2025 to Jul 17, 2025
- Accounts · 625 to 781Aug 29, 2024 to Apr 21, 2025
- HNW clients · 65 to 64Aug 29, 2024 to Apr 21, 2025
- Individual clients · 227 to 717Aug 29, 2024 to Apr 21, 2025
- Pension plan clients · 5 to 6Aug 29, 2024 to Apr 21, 2025
- Discretionary RAUM · $51.6M to $60.1MAug 29, 2024 to Apr 21, 2025
- HNW RAUM · $94.2M to $102MAug 29, 2024 to Apr 21, 2025
- Individual RAUM · $50.0M to $59.0MAug 29, 2024 to Apr 21, 2025
- Non-discretionary RAUM · $97.1M to $110MAug 29, 2024 to Apr 21, 2025
- Pension RAUM · $4.5M to $9.0MAug 29, 2024 to Apr 21, 2025
- RAUM · $149M to $170MAug 29, 2024 to Apr 21, 2025
- Accounts · 612 to 625Sep 29, 2023 to Mar 11, 2024
- HNW clients · 53 to 65Sep 29, 2023 to Mar 11, 2024
- Individual clients · 202 to 227Sep 29, 2023 to Mar 11, 2024
- Financial planning clients · unset to 0Sep 29, 2023 to Mar 11, 2024
- Discretionary RAUM · $55.9M to $51.6MSep 29, 2023 to Mar 11, 2024
- HNW RAUM · $72.1M to $94.2MSep 29, 2023 to Mar 11, 2024
- Individual RAUM · $42.8M to $50.0MSep 29, 2023 to Mar 11, 2024
- Non-discretionary RAUM · $62.5M to $97.1MSep 29, 2023 to Mar 11, 2024
Signals
2 dated events
- Matthew Mark Reynolds no longer registered at L•• C•••••• M••••••••• L••; no later IA registration on IAPDMar 30, 2026 · Advisor departure · fact
- L•• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)May 11, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 405-463-3334reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- w••.l•••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 405-463-3334reportedpublic record, Form ADV, Jul 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $62.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026