DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••••• I••••••••• A••••••• A•• P•••••••• M•••••••••
Legal name C••••••••• C•••••• L••
Latest filing Feb 6, 2026
First filing on the tape Aug 19, 2020 · 18 filings
SEC status approved since Sep 18, 2020
RAUM
$241M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$239M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$80.4M
derived; firm RAUM over IAPD count
Employees
6
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$241M as of Feb 6, 2026
Mar 11, 2021$169M then
HNW client RAUM$217M as of Feb 6, 2026
Mar 11, 2021$90.7M then
State-registered IARs (5.B.3)2 as of Feb 6, 2026
Mar 11, 20212 then
Employees (5.A)6 as of Feb 6, 2026
Mar 11, 20214 then
Private funds: no history
RAUM +7.3% over the last fiscal year+10% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $80.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 60derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.0MderivedHNW RAUM over HNW clients
- Average account
- $900,470derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +38%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $125M, 40 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$217M90%
- Individuals$21.4M8.9%
- Charitable organizations$1.6M0.7%
- Corporations and businesses$1.1M0.5%
- Individual clients
- 126reported
- HNW clients
- 54reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 268reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $125M for 40 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G•••••• J••• B•••••• | Shelton, Ct | Oct 16, 2020 | 24 y | 6 |
| A•••••• J••• B••••••Certified Financial Planner | Shelton, Ct | Oct 16, 2020 | 42 y | 5 |
| S•• E••• K•••••• | Shelton, Ct | May 5, 2025 | 12 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A•••••• J••• B•••••• from W•••• F•••• A•••••••Oct 16, 2020 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- G•••••• J••• B•••••• from W•••• F•••• A•••••••Oct 16, 2020 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• A••••••• J••• · Managing Member / President And Senior P•••••••• Managercontrolsince 10/2020 · owns 50% to 75%
- B••••••• G••••••• J••• · Managing Member / Senior Vice President, Managing Director, And Chief Compliance Officercontrolsince 09/2020 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Shelton, Ct · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 250 to 268Sep 9, 2025 to Feb 6, 2026
- HNW clients · 60 to 54Sep 9, 2025 to Feb 6, 2026
- Individual clients · 70 to 126Sep 9, 2025 to Feb 6, 2026
- Assets in custody · $115M to $125MSep 9, 2025 to Feb 6, 2026
- Discretionary RAUM · $225M to $241MSep 9, 2025 to Feb 6, 2026
- HNW RAUM · $212M to $217MSep 9, 2025 to Feb 6, 2026
- Individual RAUM · $10.7M to $21.4MSep 9, 2025 to Feb 6, 2026
- RAUM · $225M to $241MSep 9, 2025 to Feb 6, 2026
- Financial planning clients · 0 to 0Feb 4, 2025 to Sep 9, 2025
- Accounts · 239 to 250Feb 7, 2024 to Feb 4, 2025
- Advisory employees · 3 to 2Feb 7, 2024 to Feb 4, 2025
- HNW clients · 43 to 60Feb 7, 2024 to Feb 4, 2025
- Individual clients · 121 to 70Feb 7, 2024 to Feb 4, 2025
- Assets in custody · $32.5M to $115MFeb 7, 2024 to Feb 4, 2025
- Employees · 5 to 6Feb 7, 2024 to Feb 4, 2025
- State-registered IARs · 3 to 2Feb 7, 2024 to Feb 4, 2025
- Discretionary RAUM · $200M to $225MFeb 7, 2024 to Feb 4, 2025
- HNW RAUM · $186M to $212MFeb 7, 2024 to Feb 4, 2025
- Individual RAUM · $11.9M to $10.7MFeb 7, 2024 to Feb 4, 2025
- RAUM · $200M to $225MFeb 7, 2024 to Feb 4, 2025
- Accounts · 283 to 239Dec 19, 2023 to Feb 7, 2024
- Advisory employees · 2 to 3Dec 19, 2023 to Feb 7, 2024
- HNW clients · 59 to 43Dec 19, 2023 to Feb 7, 2024
- Individual clients · 122 to 121Dec 19, 2023 to Feb 7, 2024
- Assets in custody · $136M to $32.5MDec 19, 2023 to Feb 7, 2024
- Employees · 4 to 5Dec 19, 2023 to Feb 7, 2024
- State-registered IARs · 2 to 3Dec 19, 2023 to Feb 7, 2024
- Discretionary RAUM · $179M to $200MDec 19, 2023 to Feb 7, 2024
- HNW RAUM · $166M to $186MDec 19, 2023 to Feb 7, 2024
- Individual RAUM · $10.9M to $11.9MDec 19, 2023 to Feb 7, 2024
- RAUM · $179M to $200MDec 19, 2023 to Feb 7, 2024
- Other offices · 1 to 0Apr 17, 2023 to Jun 7, 2023
- Accounts · 263 to 283Mar 21, 2022 to Mar 14, 2023
- Advisory activities · 2 to 3Mar 21, 2022 to Mar 14, 2023
- HNW clients · 51 to 59Mar 21, 2022 to Mar 14, 2023
- Individual clients · 174 to 122Mar 21, 2022 to Mar 14, 2023
- Assets in custody · $122M to $136MMar 21, 2022 to Mar 14, 2023
- Employees · 5 to 4Mar 21, 2022 to Mar 14, 2023
- Discretionary RAUM · $214M to $179MMar 21, 2022 to Mar 14, 2023
- HNW RAUM · $189M to $166MMar 21, 2022 to Mar 14, 2023
Signals
4 dated events
- John Gregory Bavedas (Managing Member / Senior Vice President And Managing Director) appeared on Schedule A of C••••••••• I••••••••• A••••••• A•• P•••••••• M•••••••••Oct 16, 2020 · Control person joined · fact
- John Anthony Bavedas (Managing Member, President, Senior Portfolio Manager And Chief Compliance Officer) appeared on Schedule A of C••••••••• I••••••••• A••••••• A•• P•••••••• M•••••••••Oct 16, 2020 · Control person joined · fact
- Edward Christopher Winn (Chief Compliance Officer) no longer on Schedule A of C••••••••• I••••••••• A••••••• A•• P•••••••• M••••••••• (listed 2020-08-19, absent 2020-10-16)Oct 16, 2020 · Control person left · inference
- C••••••••• C•••••• L•• filed its initial SEC registration (Form ADV)Aug 19, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 475-269-3200reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 888-655-2060reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/constitution-capital-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- c••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (475) 269-3200reportedpublic record, Form ADV, Feb 6, 2026
- Contact form
- c••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $80.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026