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Advisor at TRANSAMERICA FINANCIAL ADVISORS, LLC
Tucson, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Sep 17, 2020 | n/a | yes | Tucson, AZ | Current employment |
| ALLSTATE FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Apr 24, 2019 | Sep 9, 2020 | no | Tucson, AZ | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Apr 13, 2017 | Apr 18, 2019 | no | TUCSON, AZ|Scottsdale, AZ|TUCSON, AZ|Tucson, AZ|Scottsdale, AZ | Previous registration |
| NOVA FINANCIAL SERVICES | Independent wealth | Dec 21, 2011 | Mar 16, 2017 | no | TUCSON, AZ|Tucson, AZ | Previous registration |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Aug 30, 2010 | Oct 12, 2011 | no | TUCSON, AZ | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Nov 9, 2007 | Sep 8, 2010 | no | TUCSON, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALLSTATE FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, LLC | Sep 9, 2020 | Sep 17, 2020 | 8 | Firm change | Ibd to ibd |
| MML INVESTORS SERVICES, LLC | ALLSTATE FINANCIAL ADVISORS, LLC | Apr 18, 2019 | Apr 24, 2019 | 6 | Firm change | Ibd to ibd |
| NOVA FINANCIAL SERVICES | MML INVESTORS SERVICES, LLC | Mar 16, 2017 | Apr 13, 2017 | 28 | Firm change | Other |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | NOVA FINANCIAL SERVICES | Oct 12, 2011 | Dec 21, 2011 | 70 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Sep 8, 2010 | Aug 30, 2010 | -9 | Firm change | Ibd to ibd |