DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ronald Edward Wilson
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Ronald Edward Wilson
At current firm
6 y
since Sep 17, 2020
In the industry
40 y
since Feb 26, 1986 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Transamerica Financial Advisors, LLC BD affiliated currentsince Sep 17, 2020 · Tucson, Az
- Allstate Financial Advisors, LLC BD affiliatedApr 24, 2019 to Sep 9, 2020 · Tucson, Az
- MML Investors Services, LLC BD affiliatedApr 13, 2017 to Apr 18, 2019 · Tucson, Az
- Nova Financial Services independent RIADec 21, 2011 to Mar 16, 2017 · Tucson, Az
- Stifel, Nicolaus & Company, Incorporated national BDAug 30, 2010 to Oct 12, 2011 · Tucson, Az
- Equitable Advisors, LLC national BDNov 9, 2007 to Sep 8, 2010 · Tucson, Az
Moves
a registration end followed by a registration begin elsewhere
- Allstate Financial Advisors, LLC to Transamerica Financial Advisors, LLCleft Sep 9, 2020, registered Sep 17, 2020 (8 days) · Affiliated broker-dealer or bank to another
- MML Investors Services, LLC to Allstate Financial Advisors, LLCleft Apr 18, 2019, registered Apr 24, 2019 (6 days) · Affiliated broker-dealer or bank to another
- Nova Financial Services to MML Investors Services, LLCleft Mar 16, 2017, registered Apr 13, 2017 (28 days) · Other
- Stifel, Nicolaus & Company, Incorporated to Nova Financial Servicesleft Oct 12, 2011, registered Dec 21, 2011 (70 days) · Other
- Equitable Advisors, LLC to Stifel, Nicolaus & Company, Incorporatedleft Sep 8, 2010, registered Aug 30, 2010 (-9 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address