DFX Intelligence

J••• J••••• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

J••• J••••• P••••••••

Advisor at W•••• F•••• A•••••••

OLD GREENWICH, CT

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Search this name across graphsid dfx:ria:dc49b494-89bf-a2a8-b406-fbb88430c3b6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 15, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Feb 3, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Mar 5, 2026	n/a	yes	OLD GREENWICH, CT	Current employment
W•••• F•••• A•••••••	Wirehouse	Apr 29, 2016	Mar 5, 2026	no	PURCHASE, NY\|OLD GREENWICH, CT\|OLD GREENWICH, CT\|MELVILLE, NY\|MELVILLE, NY\|GREENWICH, CT\|WHITE PLAINS, NY\|WHITE PLAINS, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	W•••• F•••• A•••••••	Mar 5, 2026	Mar 5, 2026	0	Channel change	Wirehouse to wirehouse
M••••• S••••••	W•••• F•••• A•••••••	May 13, 2016	Apr 29, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:19616:NY:2016-05-13	May 13, 2016	Apr 29, 2016	PURCHASE, NY	Firm change

Relationships

Registered with (6)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Mar 5, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 29, 2016 to Mar 5, 2026factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to May 13, 2016factForm ADV
→ M••••• S•••••• • C•• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc49b494-89bf-a2a8-b406-fbb88430c3b6
First observed: Jun 15, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.