J••• J••••• P••••••••

• W•••• F•••• A••••••• wirehouse current
  since Mar 5, 2026 · Old Greenwich, Ct
• W•••• F•••• A••••••• wirehouse
  Apr 29, 2016 to Mar 5, 2026 · Purchase, Ny
• M••••• S•••••• wirehouse
  Jun 1, 2009 to May 13, 2016 · Purchase, Ny
• M••••• S•••••• • C•• L•• unclassified
  Mar 20, 2009 to Jun 1, 2009 · Purchase, Ny
• B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
  Oct 20, 2004 to Mar 23, 2009 · Scarsdale, Ny
• Q•••• • R•••••• I••• unclassified
  Jun 15, 2004 to Oct 20, 2004 · White Plains, Ny

• W•••• F•••• A••••••• to W•••• F•••• A•••••••
  left Mar 5, 2026, registered Mar 5, 2026 (0 days) · channel change inside one enterprise, not a move
• M••••• S•••••• to W•••• F•••• A•••••••
  left May 13, 2016, registered Apr 29, 2016 (-14 days) · Wirehouse to wirehouse · moved with a team
• M••••• S•••••• • C•• L•• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
• B••• O• A•••••• I••••••••• S•••••••• I••• to M••••• S•••••• • C•• L••
  left Mar 23, 2009, registered Mar 20, 2009 (-3 days) · Other
• Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
  left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

32derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address