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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

Kathleen Brigitte Reeves

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Boca Raton, FL

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Search this name across graphsid dfx:ria:dc754ca6-240d-d0e5-49b0-09ea9e13e9db

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 11, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 18, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Nov 18, 1993
First registration: Oct 11, 1999
Dual registered: yes, broker-dealer
Other names: KATHLEEN BRIGITTE REEVES BOWMAN|KATHLEEN BOWMAN|KATHLEEN BRIGITTE BOWMAN|KATHLEEN BRIGITTE BOWMAN|KATHLEEN B REEVES|KATHLEEN B DICARLO|KATHLEEN BRIGITTE DICARLO|KATHLEEN B REEVES
IAPD individual key: 2248223

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Nov 4, 2024	n/a	yes	Boca Raton, FL	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Apr 8, 2021	Nov 10, 2023	no	BOCA RATON, FL	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Oct 9, 2019	Mar 31, 2021	no	Boca Raton, FL	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Nov 23, 2009	Oct 10, 2019	no	BOCA RATON, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 11, 1999	Aug 18, 2009	no	FT. LAUDERDALE, FL\|FT. LAUDERDALE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Nov 10, 2023	Nov 4, 2024	360	Firm change	Wirehouse to ibd
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	UBS FINANCIAL SERVICES INC.	Mar 31, 2021	Apr 8, 2021	8	Firm change	Ibd to wirehouse
FSC SECURITIES CORPORATION	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Oct 10, 2019	Oct 9, 2019	-1	Bulk transfer	Ibd to ibd
UBS FINANCIAL SERVICES INC.	FSC SECURITIES CORPORATION	Aug 18, 2009	Nov 23, 2009	97	Firm change	Other

Relationships

Registered with (3)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Oct 9, 2019 to Mar 31, 2021factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Apr 8, 2021 to Nov 10, 2023factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Nov 23, 2009 to Oct 10, 2019factForm ADV

Dated events

Occurred
Nov 10, 2023
Advisor changed firm
Kathleen Brigitte Reeves left Ubs Financial Services Inc. for Cambridge Investment Research Advisors, Inc. (registered 2024-11-04)
Form ADVobserved 4 days ago