DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••••••• B••••••• R•••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedBoca Raton, Fldual registrantIAPD 2248223

Feed of 09/14/2026

Also filed as K••••••• B••••••• R••••• Bowman

At current firm

1 y

since Nov 4, 2024

In the industry

32 y

since Nov 18, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Nov 4, 2024 · Boca Raton, Fl
U•• F•••••••• S••••••• I••• wirehouse
Apr 8, 2021 to Nov 10, 2023 · Boca Raton, Fl
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Oct 9, 2019 to Mar 31, 2021 · Boca Raton, Fl
F•• S••••••••• C••••••••• former
Nov 23, 2009 to Oct 10, 2019 · Boca Raton, Fl
U•• F•••••••• S••••••• I••• wirehouse
Oct 11, 1999 to Aug 18, 2009 · Ft. Lauderdale, Fl

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Nov 10, 2023, registered Nov 4, 2024 (360 days) · Wirehouse to affiliated broker-dealer or bank
C•••••••• I••••••••• R••••••• A•••••••• I••• to U•• F•••••••• S••••••• I•••
left Mar 31, 2021, registered Apr 8, 2021 (8 days) · Affiliated broker-dealer or bank to wirehouse
F•• S••••••••• C••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Oct 10, 2019, registered Oct 9, 2019 (-1 days) · corporate re-registration, not a move
U•• F•••••••• S••••••• I••• to F•• S••••••••• C•••••••••
left Aug 18, 2009, registered Nov 23, 2009 (97 days) · Other

Signals

K••••••• B••••••• R••••• left U•• F•••••••• S••••••• I••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2024-11-04)
Nov 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address